Jerry Allen Romjue

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-10
IN	RA	APPROVED	2020-11-12

TX RA
APPROVED_RES

Since 2021-09-10
IN RA
APPROVED

Since 2020-11-12

Branch Locations

9265 Counselors Row Suite 120, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc	San Diego	CA	10/2014	09/2022
First Allied Advisory Services, Inc.	San Diego	CA	10/2014	11/2020
First Allied Advisory Services	Schaumburg	IL	11/2020	11/2020
Cetera Advisors Llc	Indianapolis	IN	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present
Artistic Strategies	Indianapolis	IN	02/2026	Present

10/2014 → 09/2022

First Allied Securities, Inc

San Diego, CA
10/2014 → 11/2020

First Allied Advisory Services, Inc.

San Diego, CA
11/2020 → 11/2020

First Allied Advisory Services

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Indianapolis, IN
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
02/2026 → Present

Artistic Strategies

Indianapolis, IN

Previous Registrations

2014-10-21 → 2020-11-12

First Allied Advisory Services, Inc.

Indianapolis, IN
2012-02-29 → 2012-10-24

Ogilvie Security Advisors Corporation

Indianapolis, IN
2011-02-15 → 2011-04-27

Wells Fargo Advisors Financial Network, Llc

Lafayette, IN

Other Businesses

1.) HONEY HOUNDS LLC; PARTNER; RETAIL SALES; START DATE 10/17/2014; 4 HOURS PER MONTH. 2.) BRUNETTE AND ASSOCIATES; EMPLOYEE; DBA; START DATE 10/24/2014; 160 HOURS PER MONTH. 3.) Jerry Romjue, CPA; Certified Public Accountant; start date 03/01/2015; 80 hours per month. 4.) J Romjue Financial Services, LLC; Managing Member; Holding Company or Tax/Bill payment Entity; Start date 01/01/2020; 160 hours per month. 5.) NAME OF OTHER BUSINESS: ARTISTIC STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-03-07
S65	Uniform Investment Adviser Law Examination	2010-12-22

S63 Uniform Securities Agent State Law Examination

2011-03-07
S65 Uniform Investment Adviser Law Examination

2010-12-22

View on SEC IAPD