Katie Nguyen Au Kelly

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  State Farm Vp Management Corp
  Kirkland, WA
• 12/2011 → Present
  Katie Au Insurance Agency
  Kirkland, WA
• 05/2023 → Present
  Katie Au Kelly Insurance Agency
  Bellevue, WA
• 05/2023 → Present
  State Farm Vp Management Corp
  Bellevue, WA
• 06/2023 → Present
  State Farm Investment Management Corp
  Kirkland, WA
• 06/2023 → Present
  State Farm Investment Management Corp
  Bellevue, WA

Other Businesses

1) Northgate Calling, LLC; Investment Related; PO Box 25298, Seattle, WA 98165; Investment or Commercial Property; Owner, Vice President; 6/10/2021; 4; 0; Pay bills/Co-Signor on checking account. 2) Katie Kelly's Insurance Agency; Insurance Agency; Investment-related; 951 6th St S Kirkland, WA 98033-6712; Other-Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2011; 80; 80; Service customers and supervise employees 3) JKLCP Calling, LLC; NOT investment-related; 906 Old Steese, Fairbanks, AK 99701; Retail; Owner; Vice President; 04/30/2022; 2; 0; Lending/Borrowing Activities. 4) Commercial Real Estate Advisors; investment-related; 101 Warren Ave. N, Seattle, WA 98121; Investment or Commercial Property; Agent; Agent; 12/1/2008; 0; 0; no duties. 5) Global Virtue Llc; investment; 11738 Meridian Ave N Seattle, WA 98133; Investment or Commercial Property; Owner; none; 12/31/2022; 1; 0; Duties: Privately held rental building 6) JustDo LLC; Investment Related; 3512 IDA Lane Fairbanks, AK 99709; Investment or Commercial Property; Owner; None; 01/01/2025; 2; 2; Sales Coach

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-02-26

Designations

• Chartered Financial Consultant

Other Names

• Katie Nguyen Au
• Katie Nguyen Au