Brian Lee Aikens

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Northwestern Mutual Investment Services, Llc
  Canton, OH
• 01/2011 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, NM COACHING , BUSINESS RELATED SEMINARS, START DATE: 11/16/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACH AND DEVELOP FINANCIAL REPRESENATIVES WITHIN THE NORTHWESTERN MUTUAL SYSTEM FOR A TRAINING STIPEND. 3. ADMINISTRATOR/OFFICER DIRECTOR, GIVING MEIRACLES FOUNDATION, MEIRA GRACE MEMORIAL FUND, 263 BARONSWAY DR., CUYAHOGA FALLS, , OHIO, 44223, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/31/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DISTRIBUTE DONATIONS TO FAMILIES WITH CURRENT, EXPECTING, OR RECENT HOSPITAL STAYS IN THE NICU (SPECIFIC TO CDH, OMPHALOCELE), TRAVEL EXPENSES RELATED TO SUPPORT CHILDREN IN THE HOSPITAL, AND BREAST MILK; NON INVESTMENT-RELATED. 4. 100% OWNER, BAW GROUP LLC, MD/DD DISTRICT AGENT LEGAL ENTITY AND RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 08/01/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-20
• S63 Uniform Securities Agent State Law Examination
  2012-03-18

Other Names

• Brian Aikens