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Current Employers
Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-10
  • GA RA
    APPROVED
    Since 2025-06-10

Branch Locations

690 Lee Road, Wayne, PA 19087 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fred Alger Management New York NY 07/2016 07/2019
Voya Investment Management Atlanta GA 08/2019 03/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2022 11/2022
Northwestern Mutual Investment Services Llc Atlanta GA 03/2022 11/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2022 11/2022
Fidelity Investments Dunwoody GA 12/2022 12/2023
Potomac Fund Management Miami FL 03/2024 05/2025
Paternity Leave Cumming Ga GA 01/2024 03/2024
Hartford Funds Distributors, Llc Wayne PA 06/2025 Present
Skyway Capital Markets Atlanta GA 12/2023 12/2023
Hartford Funds Management Company, Llc Wayne PA 06/2025 Present
Marcus And Millichap Atlanta GA 11/2024 Present
  • 07/2016 → 07/2019
    Fred Alger Management
    New York, NY
  • 08/2019 → 03/2022
    Voya Investment Management
    Atlanta, GA
  • 03/2022 → 11/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2022 → 11/2022
    Atlanta, GA
  • 05/2022 → 11/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2022 → 12/2023
    Fidelity Investments
    Dunwoody, GA
  • 03/2024 → 05/2025
    Potomac Fund Management
    Miami, FL
  • 01/2024 → 03/2024
    Paternity Leave
    Cumming Ga, GA
  • 06/2025 → Present
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 12/2023 → 12/2023
    Skyway Capital Markets
    Atlanta, GA
  • 06/2025 → Present
    Hartford Funds Management Company, Llc
    Wayne, PA
  • 11/2024 → Present
    Marcus And Millichap
    Atlanta, GA
Previous Registrations
Other Businesses

Effective 9/2023 - Real estate agent - Primarily prospecting commercial properties to buy and sell. None investment related, 1-4 hour a week, none during security trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-29
  • S66 Uniform Combined State Law Examination
    2019-08-29
Other Names
  • Jon Michael Ferraiolo
  • Jon M Ferraiolo
  • Jon Ferraiolo
  • John Ferraiolo

View on SEC IAPD

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