Eugene Bozzo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 06/2019
  Foresters Financial
  Woodbridge, NJ
• 04/2015 → 06/2019
  Foresters Advisory Services Llc
  Iselin, NJ
• 06/2019 → 03/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → 03/2023
  Cetera Investment Advisers Llc
  Iselin, NJ
• 05/1995 → 12/2018
  Business To Business Promotions Inc
  Piscataway, NJ
• 03/2023 → Present
  Lpl Financial Llc
  Iselin, NJ

Previous Registrations

• 2019-06-21 → 2023-03-22
  Cetera Investment Advisers Llc
  Iselin, NJ
• 2015-05-08 → 2019-06-24
  Foresters Advisory Services, Llc
  Iselin, NJ

Other Businesses

1) 03/14/2023 - Align Wealth Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 03/14/2023 - Non-Variable Insurance - Selling: Fixed insurance, Fixed annuities - Iselin NJ 08830 - Investment related - 10 Hours per month - Start date: 4/1/2023. 3) 03/14/2023 - Notary - Piscataway NJ 08854 - Investment related - 1 Hour per month - Start date: 5/21/2018. 4) 02/16/2024 - Vanbridge - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/20/203 - 1 Hour Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-28
• S63 Uniform Securities Agent State Law Examination
  2011-06-18

Other Names

• Gene Bozzo