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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-21
  • TX RA
    APPROVED
    Since 2026-04-21

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 01/2011 04/2017
Td Ameritrade Houston TX 04/2017 05/2020
Fidelity Investments Houston TX 05/2020 08/2022
J.W. Cole Financial, Inc. Tampa FL 08/2022 11/2023
J.W. Cole Advisors, Inc. Tampa FL 08/2022 11/2023
Unemployed Houston TX 11/2023 09/2024
Charles Schwab & Co., Inc. Webster TX 09/2024 06/2025
Lpl Enterprise Llc Houston TX 08/2025 Present
Allstate Insurance Co Northbrook IL 03/2026 Present
Allstate Financial Advisors Llc Lincoln NE 03/2026 Present
Allstate Financial Services Llc Lincoln NE 03/2026 Present
  • 01/2011 → 04/2017
    Fidelity Investments
    Merrimack, NH
  • 04/2017 → 05/2020
    Td Ameritrade
    Houston, TX
  • 05/2020 → 08/2022
    Fidelity Investments
    Houston, TX
  • 08/2022 → 11/2023
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2022 → 11/2023
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 11/2023 → 09/2024
    Unemployed
    Houston, TX
  • 09/2024 → 06/2025
    Webster, TX
  • 08/2025 → Present
    Houston, TX
  • 03/2026 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 03/2026 → Present
    Lincoln, NE
  • 03/2026 → Present
    Allstate Financial Services Llc
    Lincoln, NE
Previous Registrations
  • 2025-08-18 → 2026-04-24
    Houston, TX
  • 2024-10-28 → 2025-06-30
    Houston, TX
    Webster, TX
  • 2022-08-29 → 2023-11-29
    Tampa, FL
    Houston, TX
  • 2020-07-13 → 2022-09-06
    Fidelity Personal And Workplace Advisors
    Houston, TX
  • 2017-05-10 → 2020-05-08
    Td Ameritrade, Inc.
    Houston, TX
  • 2017-05-10 → 2020-05-08
    Td Ameritrade Investment Management, Llc
    Houston, TX
  • 2015-01-06 → 2017-03-29
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-29
S63 Uniform Securities Agent State Law Examination 2011-04-04
  • S65 Uniform Investment Adviser Law Examination
    2014-07-29
  • S63 Uniform Securities Agent State Law Examination
    2011-04-04
Other Names
  • Sean Goodman
  • Sean Bradley Goodman

View on SEC IAPD

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