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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Hays | KS | 01/2011 | 11/2020 |
| Applebee'S | Hays | KS | 08/2007 | 01/2018 |
| Simons Tax, Accounting & Financial | Hays | KS | 01/2011 | Present |
| Hheritage Insurance Group | Stockton | KS | 04/2012 | 07/2025 |
| Avantax Insurance Agency, Llc | Hays | KS | 07/2018 | 11/2020 |
| Us Alliance Life And Security Company | Topeka | KS | 07/2018 | Present |
| Cadaret, Grant & Co., Inc. | Hays | KS | 11/2020 | 07/2025 |
| Lpl Financial Llc | Hays | KS | 07/2025 | Present |
1 - 07/10 / 2025 - US Alliance Life and Security - Inv Related - Hays, KS - OBA Start Date: 01/01/2020 - 1 Hour/Month - 1 Hours During Trading. 2 - 07/10 / 2025 - Garrett Insurance - Property and Casualty - Inv Related - Phillipsburg, KS - OBA Start Date: 09/21/2021 - 5 Hours/Month - 5 Hours During Trading 3 07/10 / 2025 - Simons Tax - Tax Prep/Accounting/CPA - Inv Related - Hays, KS - OBA Start Date: 01/10/2011 - 120 Hours/Month - 120 Hours. 4 - 07/10 / 2025 - Simons Tax & Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s) - Start Date: 05/12/2025- 40 Hours/Month - 40 Hours During Trading 5 - 07/10 / 2025 - Simons Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s) Start Date:05/12/2025 - 40 Hours/Month - 40 Hours During Trading 6) 10/15/2025 - AimcorEIG - Investment Related - Non-Variable Insurance - At reported business location(s) - Start Date:10/14/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-09 |
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