John Joseph Mannix

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 09/2019
  Morgan Stanley
  Deerfield, IL
• 07/2015 → 01/2017
  Dv Trading
  Chicago, IL
• 01/2017 → 11/2017
  Self Employed
  Chicago, IL
• 01/2018 → 09/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 10/2019 → 12/2021
  Pnc Investments
  Libertyville, IL
• 12/2021 → Present
  Charles Schwab & Co., Inc.
  Park Ridge, IL
• 12/2021 → 02/2023
  Charles Schwab Bank, Ssb
  Park Ridge, IL

Previous Registrations

• 2019-10-25 → 2021-12-21
  Pnc Wealth Management Llc
  Arlington Heights, IL
  Buffalo Grove, IL
  Vernon Hills, IL
  Libertyville, IL
• 2018-01-25 → 2019-09-23
  Morgan Stanley
  Deerfield, IL

Exams

• S66 Uniform Combined State Law Examination
  2018-01-25

Other Names

• John Joseph Mannix
• John Mannix
• John J Mannix