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James Jonathan Rudnick

LPl Financial LLC

Willmar, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-14
MN RA APPROVED 2013-12-20
  • TX RA
    APPROVED_RES
    Since 2024-10-14
  • MN RA
    APPROVED
    Since 2013-12-20

Branch Locations

331 Third St Sw, Ste 3, Willmar, MN 56201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Conway Deuth & Schmeissing Willmar MN 07/1991 Present
Lpl Financial, Llc Willmar MN 03/2012 Present
  • 07/1991 → Present
    Conway Deuth & Schmeissing
    Willmar, MN
  • 03/2012 → Present
    Willmar, MN
Other Businesses

1. 5/30/2012: OTHER - CDS ADMINISTRATIVE SERVICES, LLC - LLC MEMBER LIMITED OVERSIGHT. - TIME SPENT 1% / WILLMAR, MN. 2. 5/30/2012: REAL ESTATE RENTAL - TWILIGHT BAY, LLC - LLC MEMBER - MINIMAL RETAIL MANAGEMENT. - TIME SPENT 1% / WILLMAR, MN. 3. 5/30/2012: Conway, Deuth; Tax Prep/Accounting/CPA; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); Partner - Accounting Practice; TIME SPENT 95%. 4. 5/30/2012: REAL ESTATE RENTAL - CDS -STC, LLC - LLC MEMBER - MINIMAL OVERSIGHT. - 1% OF TIME/ WILLMAR, MN. 5. 5/30/2012: REAL ESTATE RENTAL - CD - PARTNER, MINIMAL OVERSITE. - TIME SPENT 1% / WILLMAR, MN. 6. 6/5/2014: ACT IN A FIDUCIARY CAPACITY - KYLE PETERSEN INVESTMENTS - WILLMAR, MN. 7. 06/05/2014 - KYLE PETERSEN INVESTMENTS - NOT IN REL - ACT IN A FIDUCIARY CAPACITY - 331 SW THIRD STREET, WILLMAR, MN 56201 - START 01/01/2014 - 0 HOURS PER MONTH, 0 DURING TRADING - KYLE PETERSEN - ACCOUNTANT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-12
  • S66 Uniform Combined State Law Examination
    2012-01-12
Other Names
  • James Rudnick
  • Jim Rudnick

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