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Current Employers
Sandhill Investment Management

40 Fountain Plaza Suite 1300, Buffalo, NY 14202 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-08-02
  • CT RA
    APPROVED
    Since 2021-08-02

Branch Locations

Litchfield, CT • United States

40 Fountain Plaza Suite 1300, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Woodside CA 07/2013 07/2019
Fisher Investments Camas WA 09/2019 05/2020
Sandhill Investment Management Buffalo NY 06/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-04
S63 Uniform Securities Agent State Law Examination 2011-03-29
  • S65 Uniform Investment Adviser Law Examination
    2011-12-04
  • S63 Uniform Securities Agent State Law Examination
    2011-03-29

View on SEC IAPD

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