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Bas Solleveld

Cibc Private Wealth Advisors, Inc.

Houston, TX

CRD 5880227

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Employer firm

Cibc Private Wealth Advisors, Inc. CRD 109644

$67.8B regulatory AUM 2,160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-23
  • TX RA
    APPROVED
    Since 2017-10-23

Branch Locations

11 Greenway Plaza, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
At Investment Advisers Inc. Houston TX 01/2014 Present
  • 01/2014 → Present
    At Investment Advisers Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-23
  • S65 Uniform Investment Adviser Law Examination
    2017-10-23

View on SEC IAPD

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