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CRD 5880195
Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-13 |
Branch Locations
18111 Von Karman Ave. 4Th Floor, Irvine, CA 92612 • United States
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
500 Newport Center Drive Suite 150, Newport Beach, CA 92660 • United States
Huntington Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 03/2016 | 07/2023 |
| City National Securities, Inc. | Irvine | CA | 06/2025 | Present |
| Bank Of America Private Bank | Newport Beach | CA | 07/2023 | 04/2025 |
Name of the other business: Ocean Institute whether the business is investment-related: Non investment-related the address of the other business: 24200 Dana Point Harbor Dr., Dana Point, California 92629 the nature of the other business: Foundation/Charitable Institution your position; title, or relationship with the other business: Advisory Board of Directors the start date of your relationship: 11/03/2025 the approximate number of hours/month you devote to the other business: 0 the number of hours you devote to the other business during securities trading hours: 0 briefly describe your duties relating to the other business: The primary objective is to help fundraise to help underprivileged children in Southern California learn about the ocean.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-25 |
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