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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-10-12
  • MO RA
    APPROVED
    Since 2022-10-12

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 02/2015 12/2016
First Command Advisory Services Fort Worth TX 12/2015 12/2016
Scottrade, Inc. St. Louis MO 01/2017 09/2018
Td Ameritrade, Inc. St Louis MO 02/2018 12/2022
Charles Schwab And Co., Inc. St. Louis MO 12/2022 Present
  • 02/2015 → 12/2016
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 12/2015 → 12/2016
    Fort Worth, TX
  • 01/2017 → 09/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    St Louis, MO
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    St. Louis, MO
Previous Registrations
  • 2022-06-29 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
  • 2019-10-15 → 2022-10-14
    Td Ameritrade, Inc.
    St Louis, MO
    St. Louis, MO
  • 2019-10-15 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
  • 2015-12-15 → 2016-12-21
    Fort Worth, TX
  • 2015-07-10 → 2015-12-15
    First Command Brokerage Services, Inc.
    Town And Country, MO
    O'FAllon, IL
Other Businesses

1) Wood working | Investment Related:No|337 Montclair Tower DR |St. Charles|Missouri|63303|USA|Other|Wood Worker|9/16/2019|Less than 20|0.000000|As a hobby I create furniture, shelves, cutting boards, and other house hold goods from wood. I plan to start selling these goods.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-14
  • S66 Uniform Combined State Law Examination
    2019-10-14

View on SEC IAPD

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