Casey Bruce Middleton

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Ponte Vedra Beach, FL
• 11/2016 → 12/2023
  Wells Fargo Clearing Services, Llc
  Ponte Vedra Beach, FL
• 12/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Ponte Vedra Beach, FL

Previous Registrations

• 2004-06-02 → 2023-12-01
  Wells Fargo Clearing Services, Llc
  Ponte Vedra Beach, FL
  Ponte Vedra Beach, FL
• 2000-05-30 → 2004-06-11
  Citigroup Global Markets Inc.
  Ponte Vedra Beach, FL

Other Businesses

MIDDLETON COASTAL VALLEY WEALTH MANAGEMENT LLC; INV RELATED; JACKSONVILLE, FL; 100% OWNERSHIP; START: 12/01/2023; 160 HOURS A MONTH; 160 HOURS DURING TRADING; FINET PRACTICE LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-07
• S63 Uniform Securities Agent State Law Examination
  2000-06-01

Other Names

• Casey Bruce Middleton
• Casey Middleton