James Justice Ogborn

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-08-11
MA	RA	APPROVED	2022-01-03

NH RA
APPROVED

Since 2025-08-11
MA RA
APPROVED

Since 2022-01-03

Branch Locations

8 Michels Wy, Londonberry, NH 03053 • United States

255 Broadway, Methuen, MA 01844 • United States

253 Middlesex Rd, Tyngsboro, MA 01879 • United States

674 Boston Rd, Billerica, MA 01821 • United States

247 Chickering Rd, North Andover, MA 01845 • United States

1120 Main St, Tewksbury, MA 01876 • United States

45 Lowell Rd, Hudson, NH 03051 • United States

493 Amherst St, Nashua, NH 03063 • United States

8 High St, Andover, MA 01810 • United States

47 Crystal Ave, Derry, NH 03038 • United States

1666 Massachusetts Ave, Lexington, MA 02420 • United States

910 Andover St, Tewksbury, MA 01876 • United States

1168 Lakeview Ave, Dracut, MA 01826 • United States

88 Main St, Nashua, NH 03060 • United States

139 Bridge St, Pelham, NH 03076 • United States

290 Merrimack St, Lawrence, MA 02420 • United States

55 Main St, Salem, NH 03079 • United States

223 Boston Rd, North Billercia, MA 01862 • United States

288 Union St, Rockland, MA 02370 • United States

67 Prospect St, Peabody, MA 01960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Matthew Prunier	Newburyport	MA	09/2016	05/2018
Nicole Prunier	Newburyport	MA	09/2016	05/2018
Northwestern Mutual Investment Services Llc	Newburyport	MA	09/2016	05/2018
Northwestern Mutual Wealth Management Company	Milwaukee	WI	10/2016	05/2018
Citizens Securities, Inc.	Salem	NH	08/2018	11/2021
Lpl Financial Llc	Rockland	MA	12/2021	Present
Rockland Trust Company	Rockland	MA	12/2021	Present

09/2016 → 05/2018

Matthew Prunier

Newburyport, MA
09/2016 → 05/2018

Nicole Prunier

Newburyport, MA
09/2016 → 05/2018

Northwestern Mutual Investment Services Llc

Newburyport, MA
10/2016 → 05/2018

Northwestern Mutual Wealth Management Company

Milwaukee, WI
08/2018 → 11/2021

Citizens Securities, Inc.

Salem, NH
12/2021 → Present

Lpl Financial Llc

Rockland, MA
12/2021 → Present

Rockland Trust Company

Rockland, MA

Previous Registrations

2018-09-28 → 2021-11-10

Citizens Securities, Inc.

Burlington, MA

Burlington, MA

Swampscott, MA

Swampscott, MA

Woburn, MA

Stoneham, MA

Everett, MA

Medford, MA

Saugus, MA

Hudson, NH

Salem, NH

Swampscott, MA

Saugus, MA

Other Businesses

1)12/2021- RT Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2)3/23/2023 - BSMG - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 02/02/2023 - 5 Hours Per Month/2 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-09-27
S63	Uniform Securities Agent State Law Examination	2011-03-18

S65 Uniform Investment Adviser Law Examination

2018-09-27
S63 Uniform Securities Agent State Law Examination

2011-03-18

Other Names

James J Ogborn
James Justice Ogborn
Jim Ogborn

View on SEC IAPD