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Farris David Mandilawi

Rbc Securities, Inc

Los Angeles, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-14
  • CA RA
    APPROVED
    Since 2022-04-14

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Santa Monica CA 06/2011 01/2017
J.P. Morgan Securities Llc Santa Monica CA 10/2012 01/2017
Unemployed Redondo Beach CA 02/2017 10/2017
Mufg Union Bank Santa Monica CA 11/2017 11/2018
Unionbanc Investment Services Santa Monica CA 11/2017 11/2018
Hsbc Bank Usa Na Beverly Hills CA 11/2018 03/2022
Hsbc Securities Usa Inc Beverly Hills CA 12/2018 03/2022
City National Securities, Inc Los Angeles CA 03/2022 Present
  • 06/2011 → 01/2017
    Jpmorgan Chase Bank
    Santa Monica, CA
  • 10/2012 → 01/2017
    J.P. Morgan Securities Llc
    Santa Monica, CA
  • 02/2017 → 10/2017
    Unemployed
    Redondo Beach, CA
  • 11/2017 → 11/2018
    Mufg Union Bank
    Santa Monica, CA
  • 11/2017 → 11/2018
    Unionbanc Investment Services
    Santa Monica, CA
  • 11/2018 → 03/2022
    Hsbc Bank Usa Na
    Beverly Hills, CA
  • 12/2018 → 03/2022
    Hsbc Securities Usa Inc
    Beverly Hills, CA
  • 03/2022 → Present
    City National Securities, Inc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-05
S63 Uniform Securities Agent State Law Examination 2012-08-29
  • S66 Uniform Combined State Law Examination
    2022-02-05
  • S63 Uniform Securities Agent State Law Examination
    2012-08-29
Other Names
  • Farris D Mandilawi
  • Farris Mandilawi
  • Farris D. Mandilawi
  • Farris David Mandilawi

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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