Joshua Edward Holby

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 11/2016
  Wells Fargo Advisors Llc
  Charlotte, NC
• 11/2016 → 08/2020
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 08/2020 → Present
  Raymond James Financial Services, Inc.
  Charlotte, NC
• 08/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Charlotte, NC
• 08/2020 → 11/2023
  Pinnacle Bank
  Charlotte, NC
• 08/2020 → 10/2023
  Pinnacle Asset Management
  Charlotte, NC
• 08/2020 → 10/2023
  Pinnacle Financial Partners
  Charlotte, NC

Previous Registrations

• 2012-02-06 → 2020-08-07
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
• 2011-04-12 → 2012-01-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Other Businesses

(1)Name of Business: Legacy Holdings LLC Address: 1425 Waverly Ave, Charlotte, NC, 28203, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 03/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ownership (2)Name of Business: Milburn Properties Inc Address: 1425 waverly ave, Charlotte, NC, 28203, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rental property management (3)Name of Business: Prudential / PLAN/Financial Strategies Group Address: 521 E Morehead St Ste 150, Charlotte, NC, 28202-2600, United States Activity Type: Non-variable Insurance Position/Title: Other, Broker, Agent Investment Related: Yes Start Date: 11/03/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: will be serving agent of the policy. The policy the client wishes to proceed with a Universal whole life policy that is better suited for the clients specific needs and goals which is product not offered through RJFS. (4)Name of Business: Rental Properties Address: 1425 Waverly Ave, Charlotte, NC, 28203, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2011-04-11

Designations

• Certified Financial Planner

Other Names

• Joshua Holby
• Josh Holby
• Josh E Holby
• Joshua E Holby