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Christopher Stephen Pimpo

Northstar Investment Advisory LLC

Peoria, AZ

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Current Employers
Northstar Investment Advisory Llc

8605 Santa Monica Blvd Pmb 65044, West Hollywood, CA 90069 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-05-24
  • AZ RA
    APPROVED
    Since 2022-05-24

Branch Locations

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Learnvest Planning Services, Llc. Tempe AZ 11/2013 07/2018
The Vanguard Group, Inc. Scottsdale AZ 11/2018 03/2019
Unemployed Peoria AZ 08/2018 10/2018
Northstar Phoenix AZ 03/2019 Present
  • 11/2013 → 07/2018
    Learnvest Planning Services, Llc.
    Tempe, AZ
  • 11/2018 → 03/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2018 → 10/2018
    Unemployed
    Peoria, AZ
  • 03/2019 → Present
    Northstar
    Phoenix, AZ
Previous Registrations
  • 2018-11-13 → 2019-04-09
    Vanguard Advisers, Inc.
    Scottsdale, AZ
  • 2015-01-21 → 2018-06-07
    Learnvest Planning Services, Llc
    Tempe, AZ
  • 2011-03-16 → 2013-10-17
    Usaa Financial Planning Services
    Phoenix, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-18
S66 Uniform Combined State Law Examination 2011-03-08
  • S63 Uniform Securities Agent State Law Examination
    2018-12-18
  • S66 Uniform Combined State Law Examination
    2011-03-08
Designations
Other Names
  • Christopher Stephen Pimpo
  • Christopher Pimpo

View on SEC IAPD

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