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Jeremy Ellis Fraser

Cetera Investment Advisers LLC

Westbury, NY

West Sayville, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States

West Sayville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Westbury NY 12/2010 06/2019
Foresters Advisory Services, Llc Westbury NY 11/2013 06/2019
Cetera Investment Advisers Llc Westbury NY 06/2019 Present
Cetera Investment Services Llc St Cloud MI 06/2019 Present
  • 12/2010 → 06/2019
    Foresters Financial
    Westbury, NY
  • 11/2013 → 06/2019
    Foresters Advisory Services, Llc
    Westbury, NY
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Westbury, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MI
Previous Registrations
  • 2017-06-13 → 2019-06-25
    Foresters Advisory Services, Llc
    Westbury, NY
Other Businesses

1. TRUSTTEE OF FRASER FAMILY TRUST; PARENTS TRUST 2. LONG ISLAND FINANCIAL PLANNING GROUP, DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-01
S63 Uniform Securities Agent State Law Examination 2011-04-11
  • S65 Uniform Investment Adviser Law Examination
    2017-06-01
  • S63 Uniform Securities Agent State Law Examination
    2011-04-11

View on SEC IAPD

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Other Investors

BOB JAHELKA
STEPHEN JAHELKA
JAMES MATTHEW BILGER
JASON SCOTT ROGOFF
Tara Elizabeth Willner
ROBERT J VISSICHELLI
Cara L Maloney
Michael F Cousins

Other Offices

S&S EQUITY CORP. · WESTBURY, NY
DSJ WEALTH MANAGEMENT LLC · WESTBURY, NY
THRIVENT INVESTMENT MANAGEMENT INC. · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · Westbury, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURYN, NY
CETERA INVESTMENT ADVISERS LLC · Westbury, NY

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