Patrick Benjamin Bungo

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2017
  Lpl Finanical Llc
  Pittsburgh, PA
• 05/2016 → 07/2017
  Allegheny Valley Bank
  Pittsburgh, PA
• 07/2017 → 12/2020
  Cetera Investment Services Llc
  St.CLoud, MN
• 07/2017 → 12/2020
  Standard Bank Pasb
  Pittsburgh, PA
• 08/2017 → 12/2020
  Cetera Investment Advisers Llc
  Pittsburgh, PA
• 12/2020 → 01/2023
  Securities America, Inc.
  Wesley Chapel, FL
• 12/2020 → 01/2023
  Securities America Advisors
  Wesley Chapel, FL
• 01/2023 → 04/2025
  Cadaret, Grant & Co., Inc.
  Wesley Chapel, FL
• 04/2025 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2023-01-30 → 2025-04-03
  Cadaret, Grant & Co., Inc.
  Wesley Chapel, FL
  Syracuse, NY
  Syracuse, NY
• 2020-12-15 → 2023-01-31
  Securities America Advisors, Inc.
  Mcdonald, PA
  Wesley Chapel, FL
• 2017-08-22 → 2020-12-14
  Cetera Investment Advisers Llc
  Pittsburgh, PA
• 2017-07-07 → 2017-07-20
  Lpl Financial Llc
  Pittsburgh, PA
  Pittsburgh, PA
  Pittsburgh, PA

Other Businesses

(1) Compass Health Consultants, 5281 Ehrlich Road Tampa, FL 33624 Insurance Marketing Organization. Agent, sales of Health, Dental and Vision insurance, group plans and individual. start date 04/04/2025, 1 hour per month. (2) outside Insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-05
• S63 Uniform Securities Agent State Law Examination
  2011-05-06

Other Names

• Patrick B Bungo