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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-14 |
| TN | RA | APPROVED | 2018-02-14 |
Branch Locations
805 S Church St Suite 9, Murfreesboro, TN 37130 • United States
1250 Louisville Hwy, Millersville, TN 37072 • United States
Franklin, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 01/2011 | 02/2018 |
| Lpl Financial, Llc | Murfreesboro | TN | 02/2018 | Present |
1. 7/17/2018 - Ruckart Associates, Inc. D.B.A. RAI Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Broker - Start Date: 01/26/2011 - 160 Hours Per Month/6 Hours During Securities Trading - Sales of life, health, disability, and long-term care insurance. Sales of fixed annuities. 2. 9/17/2018 - RAI Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/26/2011 - 160 Hours Per Month/6 Hours During Securities Trading. 3. 9/17/2018 - Ruckart Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/26/2011 - 160 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-01 |
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