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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-10-16 |
Branch Locations
1340 Broadcasring Rd Ste 200, Wyomissisng, PA 19610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Lampeter Road | PA | 09/2013 | 02/2017 |
| Pnc Investments Llc | Pittsburgh | PA | 09/2013 | 02/2017 |
| Santander Securities Llc | San Juan | PR | 02/2017 | 06/2017 |
| Santander Bank Na | Robesonia | PA | 02/2017 | 06/2017 |
| Bb&T Bank | Wyomissing | PA | 06/2017 | 01/2019 |
| Bb&T Investments | Wyomissing | PA | 06/2017 | Present |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | Present |
| Bb&T | Wyomissing | PA | 01/2019 | Present |
| Suntrust Investment Services, Inc. | Atlanta | GA | 10/2020 | Present |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 10/2020 | Present |
| Truist Investment Services, Inc. | Wyomissing | PA | 02/2021 | Present |
THE HERITAGE RESIDENT BENEFIT FUND POSITION: Board Member NATURE: The Benefit Fund raising money for aging individuals that reside at The Heritage that may outlive their money and need continued care. The funds are raised through events, socials and campaigns within the residence and among the community members. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: Shillington PA, United States DESCRIPTION: Develop campaign strategies to raise funds for the benefit of future resident needs via pledges, current contributions and planned giving. DAYSPRING HOMES INC. POSITION: Board Member NATURE: Dayspring Homes, Inc. is a 501c3 non-profit organization which provides residential group homes, day services, respite services, and in-home habilitative services. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2023 ADDRESS: Reading PA, United States DESCRIPTION: Assist the organization in fundraising and expand Dayspring's mission across Berks County. OLEY VALLEY COMMUNITY EDUCATION FOUNDATION POSITION: Officer NATURE: To enhance educational opportunities for students, residents, employees and alumni of the Oley Valley School District while encouraging community support and participation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2021 ADDRESS: Oley PA, United States DESCRIPTION: Provide and participate in dialogue with the other members of the board to ensure proper educational opportunities are available for students, residents, employees and alumni of the Oley Valley School District while encouraging community support and participation. Will help plan and participate in events to raise funds for opportunities to provide to the community as deemed appropriate by those of the board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-27 |
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