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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-11 |
| NY | RA | APPROVED | 2021-07-08 |
Branch Locations
4549 Main Street Suite 200, Buffalo, NY 14226 • United States
Amherst, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Buffalo | NY | 10/2012 | Present |
| Raymond James Financial Services Advisors, Inc. | Buffalo | NY | 04/2013 | Present |
| Goldfarb Financial | Buffalo | NY | 02/2013 | Present |
(1)Name of Business: Follow the Hummingbird Consulting, PBC Address: 42 Huxley Dr, Buffalo, NY, 14226, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/07/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: follow the hummingbird is a consulting firm specializing in start up and growth companies with socially responsible and or environmentally conscious missions. I work with these businesses as a consultant coach to define mission, vison and business plan. (2)Name of Business: Goldfarb Financial Address: 4549 main st ste 200, Buffalo, NY, 14226, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: support
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-04-03 |
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