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Inactive

Brian Walter Cunningham

Mariner

Overland Park, KS

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-10-11
  • KS RA
    APPROVED
    Since 2021-10-11

Branch Locations

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade / Td Ameritrade Kansas City MO 08/2016 03/2018
Waddell & Reed, Inc Shawnee Mission KS 08/2018 09/2021
Unemployed Overland Park KS 03/2018 08/2018
Mariner Wealth Advisors Overland Park KS 09/2021 Present
  • 08/2016 → 03/2018
    Scottrade / Td Ameritrade
    Kansas City, MO
  • 08/2018 → 09/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 03/2018 → 08/2018
    Unemployed
    Overland Park, KS
  • 09/2021 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
  • 2021-09-10 → 2021-10-15
    Lpl Financial Llc
    Shawnee Mission, KS
    Fort Mill, SC
    Overland Park, KS
  • 2018-10-02 → 2021-09-08
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
  • 2017-01-27 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2015-11-05 → 2016-08-11
    Morgan Stanley
    Leawood, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-05
  • S66 Uniform Combined State Law Examination
    2015-11-05
Other Names
  • Brian Walter Cunningham
  • Brian Cunningham

View on SEC IAPD

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MARINER INDEPENDENT · OVERLAND PARK, KS
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