Richard P Neville

Current Employers

Employment History

• 03/2000 → Present
  Lpl Financial, Llc
  Hampton, NH
• 01/2018 → Present
  Neville & Associates Financial Services
  Hampton, NH

Previous Registrations

• 2001-04-18 → 2026-05-21
  Lpl Financial Llc
  Andover, MA
  Hampton, NH

Other Businesses

1. NEVILLE & ASSOCIATES FINANCIAL SERVICES POSITION: Co owner NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/15/2007 ADDRESS: 1 Merrill Industrial Drive, Unit 15, Hampton NH 03842, United States DESCRIPTION: Deposit checks and work with wife in general admin of a tax prep business. She prepares all taxes, etc. I oversee operation for last 20 years. 2. REAL ESTATE POSITION: Co Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2007 ADDRESS: 1 Merrill Industrial Drive, Unit 15, Hampton NH 03842, United States DESCRIPTION: Co Owner of rental offices where our business resides 3. REAL ESTATE POSITION: Co Owner NATURE: RENT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2007 ADDRESS: 1 Merrill Industrial Drive, Unit 23, Hampton NH 03842, United States DESCRIPTION: Collect Rent 4. NEVILLE & ASSOCIATES 401K POSITION: Trustee NATURE: Company 401K for which I am a trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2017 ADDRESS: 1 Merrill Industrial Drive, Unit 15, Hampton NH 03842, United States DESCRIPTION: Manage company 401K 5. NOTARY PUBLIC POSITION: Notary NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/06/2014 ADDRESS: 1 Merrill Industrial Drive, Unit 15, Hampton NH 03842, United States DESCRIPTION: My commission expires 2/21/2029 6. INSURANCE POSITION: Registered Rep NATURE: Selling and collecting trails and commissions from various insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2000 ADDRESS: 1 Merrill Industrial Drive, Ste 15, Hampton NH 03842, United States DESCRIPTION: Selling and collecting trails and commissions from various insurance products. 7. REAL ESTATE POSITION: Co Owner NATURE: Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2007 ADDRESS: 1 Merrill Industrial Drive, Unit 14, Hampton NH 03842, United States DESCRIPTION: Collect rent 8. BUSINESS LOAN POSITION: Notary NATURE: Loan for the acquisition of her book of business. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/13/2023 ADDRESS: 1 Merrill Industrial Drive, Unit 15, Hampton NH 03842, United States DESCRIPTION: Manage accounts and clients in the book of business

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-12
• S63 Uniform Securities Agent State Law Examination
  2000-05-18