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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2011 | 10/2019 |
| Ameriprise Financial Services, Inc. | Nederland | TX | 10/2019 | 06/2023 |
| The Prudential Insurance Company Of America | Houston | TX | 06/2023 | Present |
| Pruco Securities Llc | Houston | TX | 06/2023 | 11/2024 |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1) 10/30/2024- Orangefield Little Dribblers- Non-Profit Board Member-Attend board meetings to discuss upcoming and current year plans and duties. Help decorate and set up for opening ceremonies for the year. Cover two board duties during basketball season - oversee the gym schedule and make sure everything is running according to plan and that rules are followed. Fill in for timekeeping and bookkeeping for the games when needed. Assist in ordering jerseys for the regular and all-star seasons; no check writing privileges. Coach during the regular season.- Not INV Related- At Houston, TX- Start date 10/01/2019- 2 HRS MTH- 0 HRS During Trading 2) 10/02/2024- Healthcare/Medicare Supplements- Non-Variable Insurance- When appropriate, Medicare is discussed with clients and prospective clients. I am currently appointed with United American Insurance company to sell their supplements/products and be listed as servicing agent on these policies.- INV Related- At Houston, TX- Start date 01/01/2022- 1 HRS MTH- 1 HRS During Trading 3) 10/02/2024- Genworth- Non-Variable Insurance- Servicing agent for an in-force Genworth policy. No future commissions will be paid.- INV Related- At Houston, TX- Start date 08/10/2011-0 HRS MTH- 0 HRS During Trading 4) 10/02/2024- Orange Texas Rotary Club-Non-profit volunteer (not on board)- As a member, I attend weekly meetings and volunteer at different events the Rotary Club is participating in.- Not INV Related- At Houston, TX- Start date 11/01/2023-5 HRS MTH- 4 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-10 |
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