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Madelyn Haree Kim

Charles Schwab & Co., Inc.

Westlake, TX

Seattle, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-01-26
  • WA RA
    APPROVED
    Since 2022-01-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Diego CA 01/2016 08/2018
Td Ameritrade San Diego CA 09/2018 12/2022
Charles Schwab And Co., Inc. San Diego CA 12/2022 Present
  • 01/2016 → 08/2018
    Jp Morgan Securities Llc
    San Diego, CA
  • 09/2018 → 12/2022
    Td Ameritrade
    San Diego, CA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    San Diego, CA
Previous Registrations
  • 2018-09-19 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    Bellevue, WA
    Seattle, WA
    Seattle, WA
    Westlake, TX
  • 2018-09-19 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    Westlake, TX
    Bellevue, WA
    Seattle, WA
    Westlake, TX
    Seattle, WA
    Westlake, TX
    Seattle, WA
  • 2016-02-09 → 2018-09-12
    J.P. Morgan Securities Llc
    La Jolla, CA
    Elk Grove, CA
    Dana Point, CA
    Laguna Niguel, CA
  • 2014-01-17 → 2016-01-07
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rancho Cordova, CA
    Rancho Cordova, CA
    San Jose, CA
    Sacramento, CA
    Elk Grove, CA
    Sacramento, CA
    Davis, CA
    Davis, CA
    Davis, CA
    Livermore, CA
    Elk Grove, CA
  • 2011-09-06 → 2013-12-02
    Edward Jones
    Gold River, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-17
  • S66 Uniform Combined State Law Examination
    2011-06-17
Other Names
  • Haree Kim
  • Madelyn Haree Kim
  • Madelyn H Kim

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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