Caleb Merrill Stephens

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 05/2021
  Edward Jones
  St Louis, MO
• 05/2021 → 09/2024
  Lpl Financial Llc
  Falmouth, ME
• 08/2024 → 07/2026
  Guardian Life Insurance Company
  Austin, TX
• 09/2024 → 07/2026
  Park Avenue Securities
  Austin, TX
• 09/2024 → Present
  Guardian Life Insurance Company
  Georgetown, TX
• 09/2024 → Present
  Park Avenue Securities
  Georgetown, TX
• 07/2026 → Present
  Guardian Life Insurance Company
  Southlake, TX
• 07/2026 → Present
  Park Avenue Securities
  Southlake, TX

Previous Registrations

• 2021-05-13 → 2024-09-27
  Lpl Financial Llc
  Falmouth, ME
  Georgetown, TX
• 2011-06-28 → 2021-05-18
  Edward Jones
  St Louis, MO
  Augusta, ME
  Freeport, ME

Other Businesses

Name: Board member of the Christian Civic League of Maine Start Date: 04/01/2021 Address: 70 Sewall St, Augusta, Maine 04330 2 total hours per month 2 during securities trading hours Not Investment related, 2. Board Member-United Insurance Solutions, Nature: Works directly with a group of pastors providing group style benefits, Start Date: 5/13/2026, Address: 36 Research Park Court Weldon Spring, MO 63304, Duties: Licensed minister of this organization. Serving solely as a director representing the interests of the constituency served by the organization & providing general business insight where appropriate, 1 total hr/month; 1 during securities trading hours, Not Investment Related,

Exams

• S66 Uniform Combined State Law Examination
  2011-05-11

Other Names

• Caleb Merrill Stephens