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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-07-03
AL RA APPROVED 2008-03-17
TX RA APPROVED_RES 2004-10-08
NJ RA APPROVED 2004-04-15
  • NC RA
    APPROVED
    Since 2013-07-03
  • AL RA
    APPROVED
    Since 2008-03-17
  • TX RA
    APPROVED_RES
    Since 2004-10-08
  • NJ RA
    APPROVED
    Since 2004-04-15

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Mooresville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/1999 Present
Other Businesses

I*88312 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BURN BOOT CAMP GA INVESTMENT RELATED: N ADDRESS OF BUSINESS: 103 MARSTON COURT, MOORESVILLE, NORTH CAROLINA 28115 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42338 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC WILL BE THE OWNER OF A BURN BOOT CAMP FITNESS CENTER IN ATLANTA GA. MY WIFE AND I HAVE 50% OWNERSHIP OF THE LLC, WITH ANOTHER PARTNER WHO HAS 50%. WE WOULD BE A OWNER/MEMBER OF THE S CORP. MY WIFE WOULD HANDLE OUR PORTION OF THE WORK I*90614 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YELOW DOG ENTERPRISES OF NC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MOORESVILLE, NORTH CAROLINA 28115 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42368 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PROCEEDS FROM BURN BOOT CAMP GA AND THE PAY TO STEPHANIE REILLY WILL BE DEPOSITED TO THIS ACCOUNT. I AM A 50% SHAREHOLDER OF YELLOW DOG, AND MY WIFE IS A 50% SHAREHOLDER. I WILL HAVE LITTLE INVOLVEMENT AT ALL. OCCASIONALLY PAY BILL, ETC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-30
  • S66 Uniform Combined State Law Examination
    2000-10-30

View on SEC IAPD

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