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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-09-21 |
Branch Locations
2851 Joe Dimaggio Blvd Bldg 8, Ste 16, Round Rock, TX 78665-3961 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cedar Park | TX | 01/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Round Rock | TX | 03/2020 | Present |
Outside Employment; 421 Group LLC; Associate Financial Advisor SALARY TRACKING ONLY - None-Salary related to employment for my lead Advisor.; ; 2851 Joe DiMaggio Blvd. Bldg. 8 Ste. 16, , Round Rock, TX, 78665; Not Investment-Related; 11/04/2011; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-27 |
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