Joshua L Shek

Forest Hills, NY

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2016-03-08

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2016-03-08

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

Forest Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	10/2012	Present
Solium Financial Services Llc	New York	NY	03/2020	09/2020
E*Trade Securities, Llc	New York	NY	07/2022	Present

10/2012 → Present

Morgan Stanley Smith Barney Llc

New York, NY
03/2020 → 09/2020

Solium Financial Services Llc

New York, NY
07/2022 → Present

E*Trade Securities, Llc

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-09-14

S63 Uniform Securities Agent State Law Examination

2011-09-14

Other Names

Joshua Shek
Joshua Leib Shek
Joshua L Shek

View on SEC IAPD

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