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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-06-14 |
Branch Locations
2727 N Grandview Blvd, Suite 208, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc | Brookfield | MI | 08/2014 | 09/2020 |
| Ssn Advisory, Inc | Brookfield | MI | 08/2014 | 09/2020 |
| Securities America, Inc. | Waukesha | WI | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Waukesha | WI | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Waukesha | WI | 06/2024 | Present |
| Osaic Wealth, Inc. | Waukesha | WI | 06/2024 | Present |
1. DBA - Courts Financial Strategies 2. COURTS FINANCIAL STRATEGIES LLC POSITION: Tax preparer NATURE: Tax preparation and tax planning. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 10/01/2023 ADDRESS: 2727 N Grandview Blvd Ste 208, Waukesha WI 53188, United States DESCRIPTION: Providing tax preparation and tax planning services for Clients. 3. COURTS FINANCIAL STRATEGIES LLC POSITION: Advisor NATURE: Name of the Wealth Management firm where I practice. INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2023 ADDRESS: 2727 N Grandview Blvd Ste 208, Waukesha WI 53188 DESCRIPTION: Financial planning, retirement planning, asset management, insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-25 |
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