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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-22
NY RA APPROVED 2021-05-25
  • TX RA
    APPROVED_RES
    Since 2025-08-22
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

New York, NY • United States

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Palm Beach FL 07/2016 02/2017
Sanford C. Bernstein & Co., Llc West Palm Beach FL 02/2017 07/2018
Alliancebernstein L.P. West Palm Beach FL 02/2017 07/2018
Tiaa New York NY 09/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 09/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-30
  • S66 Uniform Combined State Law Examination
    2015-05-30
Other Names
  • Jessica Kopf

View on SEC IAPD

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