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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-04
  • TX RA
    APPROVED
    Since 2021-10-04

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Ft Worth TX 01/2011 08/2021
Avon Sales Representative Cleburne TX 05/2013 Present
Charles Schwab & Co., Inc. Westlake TX 08/2021 Present
Charles Schwab Bank, Ssb Westlake TX 08/2021 Present
  • 01/2011 → 08/2021
    Td Ameritrade
    Ft Worth, TX
  • 05/2013 → Present
    Avon Sales Representative
    Cleburne, TX
  • 08/2021 → Present
    Westlake, TX
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Previous Registrations
  • 2014-02-13 → 2022-07-26
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
    Fort Worth, TX
  • 2014-02-13 → 2022-07-26
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-13
S63 Uniform Securities Agent State Law Examination 2012-09-07
  • S66 Uniform Combined State Law Examination
    2014-02-13
  • S63 Uniform Securities Agent State Law Examination
    2012-09-07
Other Names
  • Candice Marie Vance
  • Candice Marie Brolliar
  • Candi Golden
  • Candi Snell
  • Candi Snell
  • Candice Marie Golden
  • Candi Golden
  • Candi Golden
  • Candice M Snell
  • Candice M Golden

View on SEC IAPD

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