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Current Employers
Duncan Financial Planning Advisors

311 Main St., Irwin, PA 15642 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-12-14
  • GA RA
    APPROVED
    Since 2020-12-14

Branch Locations

2800 Shallowford Rd. Ne Ste. A, Atlanta, GA 30341 • United States

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-29
GA RA APPROVED 2015-12-02
  • TX RA
    APPROVED_RES
    Since 2016-04-29
  • GA RA
    APPROVED
    Since 2015-12-02

Branch Locations

2302 Parklake Dr Ne, Suite 368, Atlanta, GA 30345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gameplan Financial Marketing Llc. Woodstock GA 05/2012 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2015 Present
Duncan Financial Planning Advisors Irwin PA 12/2020 Present
Previous Registrations
  • 2012-11-05 → 2015-12-03
    Questar Asset Management, Inc.
    Minneapolis, MN
    Woodstock, GA
Other Businesses

1-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK -20/TRADING. 12/01/15. 2-TAMALA WILLIAMS, INDEPENDENT INSURANCE AGENT, 2800 SHOLLOWFORD RD, STE A, ATLANTA, GA, 5/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2/MO - 0/TRADING. 3.TAMALA WILLIAMS & ASSOCIATES, 3527 MOUNT VERNON CIR, ATLANTA, GA, 3/2016 AS PRESIDENT/OWNER OF S-CORP FOR LIABILITY PURPOSES. NIR - 5/MO - 0/TRADING. 4. CERTIFIED FINANCIAL PLANNER, 2302 Parklake Drive, Suite 368, Atlanta GA 30345, 01/2023, Practitioner, Uphold the CFP Boards initiatives that support excellence, competence and ethics financial planning., INV REL, 180 HR/MO, 180 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-04
S66 Uniform Combined State Law Examination 2003-03-28
S63 Uniform Securities Agent State Law Examination 2001-02-06
  • S65 Uniform Investment Adviser Law Examination
    2012-11-04
  • S66 Uniform Combined State Law Examination
    2003-03-28
  • S63 Uniform Securities Agent State Law Examination
    2001-02-06
Designations

View on SEC IAPD

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