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Kelly Ann Coffey

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-11
  • NE RA
    APPROVED
    Since 2023-08-11

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Omaha NE 01/2011 06/2024
Home Instead Omaha NE 11/2009 09/2017
Td Ameritrade Investment Management, Llc Omaha NE 10/2013 09/2023
Charles Schwab & Co., Inc. Omaha NE 01/2023 Present
  • 01/2011 → 06/2024
    Td Ameritrade, Inc.
    Omaha, NE
  • 11/2009 → 09/2017
    Home Instead
    Omaha, NE
  • 10/2013 → 09/2023
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2023 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Previous Registrations
  • 2013-10-23 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2013-10-22 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Chicago, IL
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-21
S63 Uniform Securities Agent State Law Examination 2011-07-25
  • S66 Uniform Combined State Law Examination
    2013-10-21
  • S63 Uniform Securities Agent State Law Examination
    2011-07-25

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
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