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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-29
MD RA APPROVED 2020-02-20
VA RA APPROVED 2019-02-27
  • TX RA
    APPROVED
    Since 2020-04-29
  • MD RA
    APPROVED
    Since 2020-02-20
  • VA RA
    APPROVED
    Since 2019-02-27

Branch Locations

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) Vienna VA 12/2010 Present
  • 12/2010 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)
    Vienna, VA
Other Businesses

I*62378 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PRIORITY HARDWARE INVESTMENT RELATED: N ADDRESS OF BUSINESS: WOODBRIDGE, VIRGINIA 22193 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 05/01/2013 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ONLINE EBAY STORE SELLING ACCESSORIES RELATED TO WIRE ROPE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-26
  • S66 Uniform Combined State Law Examination
    2019-02-26

View on SEC IAPD

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