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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-31
NC RA APPROVED 2013-02-04
  • TX RA
    APPROVED_RES
    Since 2020-07-31
  • NC RA
    APPROVED
    Since 2013-02-04

Branch Locations

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

Charlotte, NC • United States

1725 N Main St, High Point, NC 27262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 01/2009 11/2016
Self Employed Charlotte NC 06/2003 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
  • 01/2009 → 11/2016
    Wells Fargo Advisors, Llc
    Charlotte, NC
  • 06/2003 → 11/2016
    Self Employed
    Charlotte, NC
  • 11/2016 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-01
  • S66 Uniform Combined State Law Examination
    2013-02-01
Designations
Other Names
  • Chad Wilfong

View on SEC IAPD

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