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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-07-21 |
| PA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Malekovich Properties | Belle Vernon | PA | 07/2003 | 07/2021 |
| Waddell & Reed, Inc. | Belle Vernon | PA | 01/2011 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Rostraver Township | PA | 07/2011 | 07/2021 |
| Fundamental Advantage | Belle Vernon | PA | 05/2012 | 07/2021 |
| Lpl Financial Llc | Rostraver Twp | PA | 07/2021 | Present |
1)08/2021 - DBA for LPL Business (entity for LPL business) - Strategic Wealth Investments - Investment Related - Rostraver Twp, PA 15012
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-25 |
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