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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-02-26
  • NC RA
    APPROVED
    Since 2020-02-26

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 12/2010 07/2018
Tiaa Charlotte NC 12/2010 07/2018
Tiaa Charlotte NC 02/2020 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 02/2020 Present
Tiaa Charlotte NC 07/2018 02/2020
Previous Registrations
Other Businesses

PROPERTY MANAGEMENT. WE DO NOT HAVE A BUSINESS NAME POSITION: Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2014 ADDRESS: Legacy OBA - Address Not Available, Charlotte NC 28226, United States DESCRIPTION: Rental property purchase. I will be managing the properties. I will have three total investment properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-13
S63 Uniform Securities Agent State Law Examination 2011-01-24
  • S66 Uniform Combined State Law Examination
    2012-11-13
  • S63 Uniform Securities Agent State Law Examination
    2011-01-24
Other Names
  • Elliot Elan Martin Otelsberg
  • Elliot Otelsberg

View on SEC IAPD

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