Clifford Warren Harrell

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 09/2023
  E*Trade Securities Llc
  Alpharetta, GA
• 12/2010 → 09/2023
  E*Trade Capital Management Llc
  Alpharetta, GA
• 03/2023 → 03/2023
  Morgan Stanley
  Alpharetta, GA
• 09/2023 → 08/2024
  Morgan Stanley
  Alpharetta, GA
• 09/2023 → 08/2024
  Morgan Stanley
  Alpharetta, GA
• 08/2024 → Present
  Advisory Services Network, Llc
  Atlanta, GA

Previous Registrations

• 2023-09-05 → 2024-09-04
  Morgan Stanley
  Alpharetta, GA
• 2013-05-21 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Alpharetta, GA
  Alpharetta, GA
  Alpharetta, GA

Other Businesses

OBA #1 1. NAME: ACKERMAN & CO 2. NON-INVESTMENT-RELATED 3. ADDRESS: 10 GLENLAKE PKWY NE #1000, ATLANTA, GA 303328 4. NATURE: REAL ESTATE BROKERAGE 5. POSITION: NO TITLE 6. START DATE: 2009 7. 0 HOURS PER MONTH 8. 0 HOURS DURING SECURITIES TRADING HOURS 9. DUTIES: RECEIVE MONTHLY RESIDUAL COMMISSION CHECKS FROM REAL ESTATE TRANSACTIONS

Exams

• S66 Uniform Combined State Law Examination
  2013-05-20
• S63 Uniform Securities Agent State Law Examination
  2011-02-14

Designations

• Certified Financial Planner