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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-05-14 |
| UT | RA | APPROVED | 2026-05-12 |
| TX | RA | APPROVED | 2026-05-08 |
Branch Locations
1060 S Main St Bldg A Ste 102B, St George, UT 84770 • United States
1671 W Horizon Rdg Pkwy #220, Henderson, NV 89012 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investor Services | Salt Lake City | UT | 04/2011 | 02/2021 |
| Massmutual Life Insurance Company | Salt Lake City | UT | 10/2007 | 02/2021 |
| Penn Mutual Life Insurance Company | Horsham | PA | 02/2021 | 05/2026 |
| Horner, Townsend & Kent Llc | Horsham | PA | 03/2021 | 05/2026 |
| Lpl Financial Llc | St. George | UT | 05/2026 | Present |
1. 04/2026 - REIGN INVESTMENTS, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Saint George, UT, 84790 - OBA Start Date: 10/24/2019 2. 04/2026 - INTERMOUNTAIN FINANCIAL PARTNERS - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/7/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-22 |
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