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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-02-16 |
Branch Locations
368 Butler St., Pittsburgh, PA 15223 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Pittsburgh | PA | 07/2012 | 11/2021 |
| Commonwealth Financial Network | Waltham | MA | 11/2021 | 07/2023 |
| Commonwealth Financial Network | Waltham | MA | 07/2023 | 01/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2024 | Present |
1. DUNCAN FINANCIAL GROUP, Pittsburgh PA 15223, United States, 02/26/2024, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-02 |
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