John L Jacob

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Charlotte, NC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Charlotte, NC

Previous Registrations

• 2004-04-06 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Charlotte, NC
  St. Louis, MO
  Charlotte, NC

Other Businesses

RENTAL PROPERTY - 100% OWNER, INVESTEMENT RELATED, KIAWAH ISLAND, 0 HOURS PER MONTH/MARKET, START 12/01/09. SAINT MARK'S LUTHERAN CHURCH, INVT RELATED, CHARLOTTE, NC, INVESTMENT COMMITTEE MEMBER, START DATE 11/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO DISCUSS LONG TERM GOALS AND GROWTH OF CAPITAL ALONG WITH MONITORING PERFORMANCE OF ENDOWMENT ACCOUNT. CHARLOTTE PROVIDENCE ROTARY CLUB; INV RELATED; CHARLOTTE, NC; FINANCE COMMITTEE; START DATE 8/15/2024; 2 HOURS PER MONTH; 0 DURING TRADING; ATTENDING ZOOM MEETINGS, HELP WITH BUDGETING, AND DISCUSSING RAISING DUES AND VOTING ON POTENTIAL OPTIONS.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-05
• S63 Uniform Securities Agent State Law Examination
  1998-11-13

Designations

• Certified Financial Planner

Other Names

• Jay Jacob
• John Laird Jacob
• John Laird Jacob