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Rebecca J Madon

Morgan Stanley

Chicago, IL

CRD 5875225

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-18
TX RA APPROVED_RES 2022-04-14
  • IL RA
    APPROVED
    Since 2022-04-18
  • TX RA
    APPROVED_RES
    Since 2022-04-14

Branch Locations

233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E.K. Riley Investments, Llc Seattle WA 07/2015 11/2020
Morgan Stanley Chicago IL 04/2022 Present
Unemployed Seattle WA 12/2020 03/2022
  • 07/2015 → 11/2020
    E.K. Riley Investments, Llc
    Seattle, WA
  • 04/2022 → Present
    Morgan Stanley
    Chicago, IL
  • 12/2020 → 03/2022
    Unemployed
    Seattle, WA
Previous Registrations
  • 2018-08-21 → 2020-11-06
    Ek Riley Investments, Llc
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-20
S63 Uniform Securities Agent State Law Examination 2016-11-04
  • S65 Uniform Investment Adviser Law Examination
    2018-08-20
  • S63 Uniform Securities Agent State Law Examination
    2016-11-04
Other Names
  • Rebecca Jeanne Madon

View on SEC IAPD

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Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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