Craig Ian Weinstock

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-02-14

NJ RA
APPROVED

Since 2018-02-14

Branch Locations

Wall, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Spring Lake	NJ	01/2015	02/2018
Lpl Financial, Llc	Wall	NJ	02/2018	Present

01/2015 → 02/2018

Invest Financial Corporation

Spring Lake, NJ
02/2018 → Present

Lpl Financial, Llc

Wall, NJ

Previous Registrations

2015-12-04 → 2018-02-21

Invest Financial Corporation

Spring Lake, NJ

Red Bank, NJ

Spring Lake, NJ

Appleton, WI

Other Businesses

1. 1/27/2020 - ZJ Life Kids LLC - Investment Related - Home Based - Non-Variable Insurance - Owner/Agent - Started 11/26/2019 - 10 Hours Per Month During Securities Trading. 2. 1/14/2021 - Craig Weinstock CPA LLC - Investment Related - 1314 Sea Girt Avenue, Sea Girt, NJ 08750 - Tax Prep/Accounting/CPA - CPA/Owner - Started 10/01/2020 - 100 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-02

S66 Uniform Combined State Law Examination

2015-12-02

View on SEC IAPD