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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-08-30 |
Branch Locations
535 N Brand Blvd Ste 1000 And 950, Glendale, CA 91203 • United States
Sierra Madre, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glendale | CA | 12/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendale | CA | 03/2020 | Present |
Business Ownership; RGAA, LLC; Co-owner; RGAA, LLC will only be used to support practice operations.; 535 N. Brand Blvd., Suite 1000, Glendale, CA, 91203; Investment-Related; 02/23/2024; 0 hours per month; 0 during trading hours. Outside Employment; Insperity PEO Services, LP; Advisor; Insperity PEO Services is used to pay the income received.; 19001 Crescent Spring Drive, , Kingwood, TX, 77339; Investment-Related; 06/23/2011; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-29 |
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