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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-02-25 |
| TX | RA | APPROVED_RES | 2021-01-28 |
| NC | RA | APPROVED | 2016-06-10 |
Branch Locations
13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 05/2016 | Present |
| Bank Of America, N.A. | Charlotte | NC | 07/2016 | Present |
I*: 2259291 Entity Type: For Profit Name of OBA: Tyche Homes LLC Address: Charlotte, NC 28214 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 3/31/2025 Number of Hours: 25 hrs annually Number of Hours during trading: 0 Duties: Managing the rental income and payments
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-15 |
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