Michael Robert Verstegen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-10-21
NH	RA	APPROVED	2019-02-15
CO	RA	APPROVED	2019-01-03
OR	RA	APPROVED	2019-01-03
NV	RA	APPROVED	2018-12-17
WI	RA	APPROVED	2004-09-09

TX RA
APPROVED

Since 2019-10-21
NH RA
APPROVED

Since 2019-02-15
CO RA
APPROVED

Since 2019-01-03
OR RA
APPROVED

Since 2019-01-03
NV RA
APPROVED

Since 2018-12-17
WI RA
APPROVED

Since 2004-09-09

Branch Locations

707 Cobblestone Lane, Kimberly, WI 54136 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)	Kimberly	WI	09/2004	Present

09/2004 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)

Kimberly, WI

Other Businesses

(1) 01/06/2006 - NON-VARIABLE INSURANCE - I WORK WITH PDI FINANCIAL IN APPLETON WHICH PROVIDES LIFE INSURANCE, LTC AND FIXED ANNUITIES TO ME. I PROVIDE THESE BENEFITS OR OPTIONS TO MY CLIENTS AS A ADDED BENEFIT OF WORKING WITH ME. - 5% OF TIME SPENT (2) 09/25/2012 - DBA ONLY - VANDENBOOM VERSTEGEN WEALTH MANAGEMENT - KIMBERLY, WI (3) 03/10/2015 - VERSTEGEN WEALTH MANAGEMENT - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 200 HOURS PER MONTH - KIMBERLY, WI. (4) 3/12/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 02/24/2021 - 1 Hour Per Month During Securities Trading - Serve as a notary public to clients and do not charge a fee. (5) 09/15/2022 - Vanden Boom Verstegen Properties LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 10/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-25

S66 Uniform Combined State Law Examination

2000-09-25

Designations

Certified Financial Planner

View on SEC IAPD