Mallory Caravia

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2018
  Wells Fargo Advisors Financial Network, Llc
  Fort Lauderdale, FL
• 08/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Fort Lauderdale, FL
• 11/2018 → 08/2019
  Ubs Financial Services
  Irvine, CA

Previous Registrations

• 2018-12-11 → 2019-08-23
  Ubs Financial Services Inc.
  Newport Beach, CA
• 2015-04-28 → 2018-07-23
  Wells Fargo Advisors Financial Network, Llc
  Fort Lauderdale, FL
• 2014-04-14 → 2015-05-04
  Ubs Financial Services Inc.
  Miami, FL
• 2012-10-05 → 2014-04-07
  Wells Fargo Advisors Financial Network, Llc
  Fort Lauderdale, FL
• 2011-08-03 → 2012-10-15
  Ubs Financial Services Inc.
  Ft. Lauderdale, FL

Exams

• S66 Uniform Combined State Law Examination
  2011-08-01

Other Names

• Mallory Mcconchie
• Mallory Amber Gomez
• Mallory Amber Mcconchie